Certified Financial Planner™ with over 18 years of experience in the financial service industry and a financial representative with the Principal Financial Group®. Expertise in designing comprehensive financial plans tailored to meet your individual or business goals. I offer individualized consultative approach to find objective solutions for sustainable financial success.
Certified Financial Planner-CFP®
The CFP® certification is currently offered and recognized by the issuing organization, The Certified Financial Planner Board of Standards, Inc. A candidate for the designation must meet the following prerequisite/experience requirements:
-Bachelor’s Degree from an accredited college or university;
- At least three years of full-time personal financial planning experience; and
- Must pass the CFP® Examination
The holder of the CFP designation agree to be bound by CFP Board’s of Standards of Professional Conduct, asset of documents outlining the ethical and practice standards for CFP® professional and he/she must complete 30 hours of continuing education hours every two years.
Securities Registrations or Exam Qualifications:
FINRA Series 4, 7, 24, 63 and 65
CA, CT, DE, FL, MD, MN, NJ, NY, NC, PA, TX and WA
Life insurance: NY, NC, MD, Health/disability insurance: NY, NC, MD, Fixed annuities: NY, NC, MD, Variable annuities: NY, NC, MD
Princor Financial Services-A member company of Principal Financial Group
Investment Adviser Registration
My broker dealer is registered with the SEC as an investment adviser.
- Life Stage Planning
- Cash Flow Management Strategies
- Education Planning
- Retirement Planning Strategies
- Income Protection/ Disability Insurance Planning
- Estate Planning Strategies
- Executive Compensation and Benefit Strategies
- Insurance Need Analysis
- Investments & Asset Allocation Strategies
- Business Owner & Executive Solutions
- Employee Stock Options
- Long-term Care Planning
- Tax Planning Strategies
- Wealth Preservation Strategies
- Charitable Giving
I will provide a free initial consultation to prospective clients so we may determine if their needs and my practice are well-matched.