Texas Tech University BS International Economics
Odessa College AA Humanities
17 years in Industry working with Insurance companies and Broker dealers as a Financial Adviser and branch/unit manager prior to founding the RIA “Registered Investment Advisory firm” Allied Financial Consultant and Insurance Adviser Financial Adviser Network. Investment group operates with TD Ameritrade and Curian Capital holding all assets and clearing and holding securities as well as producing statements. James believes the addition of a third party holding assets improves the investment experience from both a fiduciary duty and a security standpoint. All insurance products are placed direct with various firms.
James has worked in both the retail and institutional environment in sales, consulting, advisory, portfolio management, and estate planning fields. He currently works domestically in many states. James currently is headquartered in Fort Worth Texas.
Industry Lic held:
Series 7,66,6,63 and General Lines Insurance Lic.
600 N. Main
Fort Worth TX 76164
Email: [email protected]
With more than 20 years in the industry, Rick has the experience and know-how to offer clients valuable guidance in helping them to grow their business and assets.
Prior to joining Financial Adviser Network, Rick worked as a Regional Vice President for two of the largest providers in qualified plan industry. He also founded a third party administration (TPA) firm and acted as a senior benefits consultant for a large national TPA firm specializing in business development for open architecture platforms and numerous plan providers. In addition, Rick has worked as financial advisor, portfolio strategist and specializing in financial planning for business and individual clients. Because of his unique background and perspective, Rick was asked to serve on several industry advocate groups as well as on an advisory council for a large 401k provider.
Rick’s vast and deep experience in so many areas of the retirement plans and all areas of investments (as a financial advisor, business owner, plan administrator, ERISA consultant and wholesaler) gives him an edge to help his clients. He has the knowledge and experience to guide you through your important financial decisions in every area of a your financial objectives in personal financial planning, retirement planning, estate planning to provide a legacy to their families, or tax reduction strategies.